Sarbanes Oxley conference

February 23, 2016

SOX Conference 2016: Internal Controls Update

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2 2.4k

Fraud Discussion
Presented in Oct 2015 by Pam Verick from Protiviti
SOX & Internal Controls Update Conference – D.C./Tysons Corner
See link here for 2016 SOX Conference details: 2016 SOX Conference in San Francisco June

Pam opened with a discussion of fraud issues that are trending with boards and management including:
how companies are defending against cyber crime
impact of the fraud principle (COSO 2013)
roles and responsibilities for fraud risk management
reviewing framework for internal investigations
requesting anti-corruption compliance audits

Hot topics affecting fraud risk activities include the Caldwell Memo – outline DOJ expectations for companies trying to get credit for cooperation, Schrems Decision which invalidates US-EU safe harbor, and PCAOB Inspections Briefs and their areas of focus.

January 22, 2013

Leases end user computing controls, Sarbanes Oxley conference, Sarbanes Oxley training, SOX 404 training, SOX Conference, SOX CPE, spreadsheet controls

Spreadsheet Controls Session at SOX & Internal Controls Update Conference – also known as End User Computing

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1 2.3k

Deloitte addressed spreadsheet controls at our two most recent SOX & Internal Controls Update conferences in San Jose and D.C. and will be invited back to update their presentation in 2013.

Modern usage and versatility of end user computing is pervasive through most organizations. The risks involved include uncontrolled change, limited security options and incomplete version control.

The risk results could include misstated financial statements, regulatory and compliance violations, negative operational impacts and fraud.

The Deloitte speakers discussed the components of a solid End User Control framework – governance, people, process and technology.

The SOX and Internal Controls Update conference will be offered twice this year: San Francisco in May and D.C. in November. Click the link for details: https://acslive.com/events/sox_2013.html

January 14, 2013

Leases Sarbanes Oxley 2013, Sarbanes Oxley conference, Sarbanes Oxley CPE, Sarbanes Oxley seminar, Sarbanes Oxley training, SOX 2013, SOX 404 Conference, SOX Conference, SOX CPE, SOX seminar

Sarbanes Oxley Training Conferences: Review of 2012 and 2013 Calendar

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1 2.1k

Deloitte led the two 2012 conferences in San Jose and D.C. by setting the table and discussing the evolution of SOX, providing an update of internal issues causing adverse opinions, restatements and considerations for fraud.

Deloitte followed with a discussion of emerging Sarbanes-Oxley trends including SOX Value transformation, COSO Framework, PCAOB developments, new Internal Controls documentation and continuous monitoring and continuous auditing.

ACS will offer an updated version of this conference twice in 2013. The SOX and Internal Controls Update Conference qualifies for 16 CPEs and will be held in San Francisco in May and November in D.C.

Here is a link to the conference details: https://acslive.com/events/sox_2013.html